bd webinar hero
Webinar Recording

The State of U.S. Broker/Dealers within an Evolving Wealth Management Marketplace

May 7, 2020

Gain Cerulli’s perspective on the state of the broker/dealer (B/D) market

Presented by:

Michael Rose, MST

Michael Rose, MST


Bio →

Michael Rose, MST

Michael Rose, MST


Michael is a director within Cerulli’s Wealth Management practice, where he researches key elements of the wealth management industry, with an emphasis on broker/dealers and wealth management technology. In this capacity, he regularly engages with constituents across the wealth management ecosystem, including retail investors, financial advisors, and executives within wealth management, asset management, and technology firms, in order to support Cerulli’s market research initiatives.

Prior to joining Cerulli, Michael spent eight years working as a financial advisor, providing comprehensive wealth management services to high-net-worth individuals and families. Prior to his role as a financial advisor, Michael served as a research analyst for IDC, where he was responsible for researching trends within the technology industry and advising senior business executives on product strategy.

Full biography here.


Join Cerulli’s Michael Rose, associate director, for a presentation on key market sizing pertaining to broker/dealers (B/Ds) and consider the top trends that Cerulli has observed among B/Ds and their affiliated advisors.

This presentation addresses:

  • Assess the channels in which advisors are choosing to affiliate
  • Evaluate the disparities in advisor productivity across firms
  • Understand the implications of the consolidation that has occurred within the industry over the past decade

Consideration will be given to the fundamental driving factors behind these trends, including the evolution of advisor service delivery, advisor practice management decisions, and the sources of new asset growth for advisors and their practices, among other factors.

Access the Recording

Submit your information below to access the webinar.

We use cookies to improve your site experience, distinguish you from other users and support the marketing of our services. These cookies may store your personal information. By continuing to use our website, you agree to the storing of cookies on your device. For more information, please visit our Privacy Notice.